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Placement agent activities of the D. E. Shaw group are conducted in the United States through D. E. Shaw Securities, L.L.C., which is registered as a broker-dealer with the United States Securities and Exchange Commission and is a member of the Financial Industry Regulatory Authority, Inc. Additional information regarding D. E. Shaw Securities, L.L.C. may be obtained on FINRA's BrokerCheck. Investment advisory activities of the D. E. Shaw group are conducted by D. E. Shaw & Co., L.P. (and its relying advisers); D. E. Shaw Direct Capital, L.L.C.; and D. E. Shaw Investment Management, L.L.C., which are all registered as investment advisers with the United States Securities and Exchange Commission.
D. E. Shaw & Co. (London), LLP, which is authorized and regulated by the United Kingdom Financial Conduct Authority, may record telephone calls made to or from our business and otherwise gather personal information that you may share in the course of our dealings with you. This information will be used for the purposes of providing services, keeping records, processing applications for employment, and regulatory compliance and, accordingly, may be transferred outside of the European Economic Area to other D. E. Shaw group companies. D. E. Shaw & Co. (London), LLP's Pillar 3 Disclosure is available here, its annual summary of its order execution arrangements is available here, and its statement regarding the UK Stewardship Code is available here. D. E. Shaw & Co. (U.K.), Ltd.’s UK Tax Strategy is available here.